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FINRA to revamp digital interactions with firms

Thursday, May 16, 2019   (0 Comments)
Posted by: Amanda Averch
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The Financial Industry Regulatory Authority has laid out its Digital Experience Transformation program, a multiple-stage project to improve how firms interact digitally with the regulator. The project will ultimately yield a centralized task-management platform with a simplified user experience and notifications to warn of potential compliance issues, FINRA said.

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